Michael
Richards

City National Securities, Inc

CRD#6276762
Investment Advisor
in Los Angeles, CA
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About this Advisor

Michael Richards is a certified financial planner whose office is in Los Angeles, California. Currently a registered financial advisor at City National Securities, Inc, they have accumulated a notable 28 years of professional experience as a registered advisor. Richards holds a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Richards is registered to work with investors based out of California. Over the course of their career, Richards has held roles at Student, City National Bank and Wells Fargo Bank. City National Securities, Inc is headquartered in Los Angeles, California, and has 15 other locations in the country. In aggregate, City National Securities, Inc manages $1 billion in assets dispersed across 1,493 accounts and employs more than 48 people. The amount of assets the firm manages makes it one of the bigger firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 16% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. City National Securities, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

28 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

1800 Century Park East Suite 100
Los Angeles, CA 90067

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City National Securities, Inc Brokerage Details

Total Assets Under Management

$1,093,048,549

CA Average: $7,578,581,321
Total Number of Employees

45

CA Average: 43
Total Number of Accounts

1,601

CA Average: 3,727
Average Account Size

$682,729

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Michael Richards Work History

Michael has 28 years of experience.

2010 - Present (9 years)

City National Bank

2008 - 2010 (2 years)

Wells Fargo Bank

1990 - 2010 (20 years)

Student

Disclosures

Michael Richards has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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