Tracy
Gallman

Axos Invest, Inc

CRD#2814720
Investment Advisor
in Las Vegas, NV

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About this Advisor

Tracy Gallman is a financial advisor operating out of Las Vegas, Nevada who has 2 years of relevant experience. Gallman is an advisor for Axos Invest, Inc. During their career, the advisor has held roles at Meeder Investment Management, Inc, Primerica Financial Services, Axos Invest, Inc, Axos Invest LLC and Gallman Consulting Group. Gallman has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California, Nevada and Texas. Axos Invest, Inc is an advisory business operating out of Las Vegas, NV. The firm has a total of 11 financial advisors. It administers $155 million in assets among its 22,991 client accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Axos Invest, Inc offers portfolio management for individuals and small businesses. Fees for financial advisory services are based on the type of services provided. However, fee types billed by Axos Invest, Inc most likely include some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

9205 W Russell Road Suite 400
Las Vegas, NV 89148

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Axos Invest, Inc Brokerage Details

Total Assets Under Management

$154,517,399

NV Average: $664,206,839
Total Number of Employees

11

NV Average: 10
Total Number of Accounts

22,991

NV Average: 1,698
Average Account Size

$6,721

NV Average: $391,170

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Tracy Gallman Work History

Tracy has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Axos Invest, Inc

2021 - Present (3 years)

Axos Invest LLC

2016 - 2021 (5 years)

Primerica Financial Services

2014 - 2016 (2 years)

Meeder Investment Management, Inc

2013 - 2019 (6 years)

Gallman Consulting Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Gallman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Axos Invest, Inc

Tracy Gallman
Las Vegas, NV
Chad Heidzig
Las Vegas, NV
Haylie Kalinowski
Las Vegas, NV
Kian Fadaee
Las Vegas, NV
James Thomas
Las Vegas, NV
Derek Tschudin
Las Vegas, NV
Michael Klepper
San Diego, CA
Jennifer Mcnulty
Las Vegas, NV

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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