Nancy
Ulloa
Pensionmark Financial Group, LLC
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About this Advisor
Nancy Ulloa is a financial advisor who works in Irvine, California with 3 years of industry experience. Ulloa is currently employed by Pensionmark Financial Group, LLC. Over the course of their career, they have held roles at Pensionmark Securities, LLC, Pensionmark Financial Group, LLC, University Of California Santa Barbara and Clearview 401K Consultants, Inc. Ulloa maintains Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in California. Pensionmark Financial Group, LLC is a company that has its headquarters in Santa Barbara, CA. It has offices in 59 locations and a total of 244 financial advisors. It has $27 billion in total assets across its 7,380 client accounts, making it one of the biggest firms in the country by assets under management. The firm advises 142 charitable organizations. Of its 7,380 client accounts, just 4% are held by high-net-worth clients who have greater than $1 million in investable assets. Pensionmark Financial Group, LLC has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually are based on which services the firm provides the client. Fee types charged by Pensionmark Financial Group, LLC likely consist of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pensionmark Financial Group, LLC Brokerage Details
$26,622,603,339
244
7,380
$3,607,399
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nancy Ulloa Work History
Nancy has been registered as a financial advisor for 3 years.*
Pensionmark Securities, LLC
Clearview 401K Consultants, Inc
Pensionmark Securities, LLC
Pensionmark Financial Group, LLC
University Of California Santa Barbara
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nancy Ulloa to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pensionmark Financial Group, LLC
San Mateo, CA
Fort Mill, SC
Madison, WI
Los Angeles, CA
South Burlington, VT
Brentwood, TN
Saint Petersburg, FL
Santa Barbara, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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