Thomas
Ming
Pensionmark Financial Group, LLC
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About this Advisor
Thomas Ming is a financial advisor working out of Bakersfield, California with a total of 8 years of industry experience. Ming works at Pensionmark Financial Group, LLC. Throughout their career, they have worked at Tower Rock Advisors, Inc, Independent Financial Partners and Pensionmark Financial Group, LLC. Ming has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in California and Texas. Pensionmark Financial Group, LLC is a registered investment company operating out of Santa Barbara, CA. The firm has offices in 59 locations and a total of 244 people on staff. It handles $27 billion in total assets between its 7,380 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises 142 charities and foundations. Of its 7,380 customer accounts, just 4% belong to high-net-worth investors who have at least $1 million in investable assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the type of services provided. Fee types billed by Pensionmark Financial Group, LLC most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pensionmark Financial Group, LLC Brokerage Details
$26,622,603,339
244
7,380
$3,607,399
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Ming Work History
Thomas has been registered as a financial advisor for 8 years.*
Pensionmark Financial Group, LLC
Independent Financial Partners
Tower Rock Advisors, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Ming to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pensionmark Financial Group, LLC
Fort Mill, SC
Santa Barbara, CA
San Antonio, TX
South Burlington, VT
Los Angeles, CA
Saint Petersburg, FL
Madison, WI
Brentwood, TN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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