Nicholas
Stafford
Emerson Equity LLC
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About this Advisor
Nicholas Stafford is a financial advisor who works in Irvine, California with 1 year of relevant experience. Stafford is an employee of Emerson Equity LLC. Their career trajectory has included roles at Bridge Capital Associates, Inc, Contiger Ventures LLC, Zelman Partners LLC, Emerson Equity LLC, L And R Investors, Signaturefd, Capital Bank And Trust Company and Capital Guardian Trust Company. Stafford maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Georgia. Emerson Equity LLC is a registered investment company based out of San Mateo, CA. It has offices in nine locations and a total of 208 advisors. It handles $189 million in assets between its 526 accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. Of its 526 client accounts, 15% are associated with high-net-worth clients who have more than $1 million in investable assets. Emerson Equity LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually depend on which services the firm provides the client. However, fee types billed by Emerson Equity LLC may include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Emerson Equity LLC Brokerage Details
$189,338,704
208
526
$359,960
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- Other
Nicholas Stafford Work History
Nicholas has been registered as a financial advisor for 1 years.*
Emerson Equity LLC
Bridge Capital Associates, Inc
Contiger Ventures LLC
Signaturefd
Capital Bank And Trust Company
Capital Guardian Trust Company
Zelman Partners LLC
L And R Investors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Stafford to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Emerson Equity LLC
Irvine, CA
Irvine, CA
San Mateo, CA
Irvine, CA
San Mateo, CA
San Mateo, CA
Irvine, CA
Healdsburg, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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