Nicole
Plumlee
Rba Wealth Management, LLC
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About this Advisor
Nicole Plumlee is a financial advisor working out of Newport Beach, California with a total of 4 years of industry experience. Plumlee is an advisor for Rba Wealth Management, LLC. During their career, Plumlee has held roles at Morgan Stanley Smith Barney LLC, Rba Wealth Management and Purshe Kaplan Sterling Investments. Plumlee maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California. Rba Wealth Management, LLC is an advisory business headquartered in Newport Beach, CA. It administers $309 million in assets under management among its 956 accounts, placing it among the mid-sized firms in the country by assets under management. The firm advises two charitable organizations. Of its 956 client accounts, 32% belong to high-net-worth investors who have at least $1 million in assets. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors depend on which services the firm provides the client. However, fee types charged by Rba Wealth Management, LLC most likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rba Wealth Management, LLC Brokerage Details
$309,265,900
6
956
$323,500
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
Nicole Plumlee Work History
Nicole has been registered as a financial advisor for 4 years.*
Purshe Kaplan Sterling Investments
Rba Wealth Management
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicole Plumlee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rba Wealth Management, LLC
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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