Niels
Mohler

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5439713
Investment Advisor
in Carlsbad, CA
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About this Advisor

Niels Mohler is an advisor in Carlsbad, California. Currently an advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, they have gathered 11 years of experience as a registered advisor. Mohler holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Mohler is registered to advise clients in California and Texas. During their career, the advisor has held roles at Merrill Lynch and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in Carlsbad, California, and has 2,958 other brick-and-mortar locations throughout the nation. As an advisory firm, Merrill Lynch, Pierce, Fenner & Smith Inc manages $820 billion in assets dispersed across 2,272,151 client accounts and retains more than 40,146 people. The firm's total assets under management places it among the largest firms in the United States. The firm manages 755,507 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 3% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1000 Aviara Pkwy
Carlsbad, CA 92011

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Niels Mohler Work History

Niels has 11 years of experience.

2011 - Present (8 years)

Bank Of America, N.A

2007 - Present (12 years)

Merrill Lynch

Disclosures

Niels Mohler has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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