Niels
Mohler

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5439713
Investment Advisor
in Carlsbad, CA

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About this Advisor

Niels Mohler is an investment advisor who is based out of Carlsbad, California. Currently an investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, Mohler has 12 years of professional experience. Mohler has a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Mohler is able to act as a financial advisor in California and Texas. Their career trajectory has included roles at Merrill Lynch and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in Carlsbad, California, and has 3,132 brick-and-mortar locations in the country. As a registered advisory firm, Merrill Lynch, Pierce, Fenner & Smith Inc manages $797 billion in assets throughout 2,472,247 accounts and employs more than 41,217 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the country. The firm manages 797,993 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1000 Aviara Pkwy
Carlsbad, CA 92011

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Niels Mohler Work History

Niels has 13 years of experience.

2011 - Present (9 years)

Bank Of America, N.A

2007 - Present (13 years)

Merrill Lynch

Disclosures

Niels Mohler has no disclosures.

Please visit their SEC profile for more details.

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Sheldon Stephen
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Robert Dunn
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Antonella Barrero
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Ali Abbas
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This content was compiled from the SEC and FINRA.

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