Peter
Prescott

Independent Financial Group, LLC

CRD#1283441
Investment Advisor
in San Diego, CA

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About this Advisor

Peter Prescott is a financial advisor operating in San Diego, California with 13 years of relevant experience. Prescott currently works for Independent Financial Group, LLC. They have spent the entirety of their career at Independent Financial Group, Llc. Prescott holds Series 63 and Series 66 licenses, certifying them as a securities representative, and can work in California and Texas. Independent Financial Group, LLC is an advisory firm based out of San Diego, CA. The firm has offices in 364 locations and a total of 697 advisors. It controls $6 billion in assets among its 27,435 accounts, placing it among the largest firms in the country by assets under management. The firm serves 48 charities and foundations. Of its 27,435 accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in investable assets. The advisory firm offers a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees usually vary depending on which services the firm provides the client. Fees charged by Independent Financial Group, LLC may include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

12671 High Bluff Drive Suite 200
San Diego, CA 92130

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$5,978,096,039

CA Average: $7,578,581,321
Total Number of Employees

697

CA Average: 43
Total Number of Accounts

27,435

CA Average: 3,727
Average Account Size

$217,900

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Peter Prescott Work History

Peter has been registered as a financial advisor for 13 years.*

2010 - Present (14 years)

Independent Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Peter Prescott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Financial Group, LLC

Carl Riding
Saint George, UT
Jason Segawa
San Diego, CA
Russell Sadler
San Diego, CA
Deborah Hardy
Plymouth, MA
Jeremy Webb
Fayetteville, AR
Brian Conrad
San Diego, CA
Sean Oconnor
San Diego, CA
Constance Cook
Escondido, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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