Roger
Smith
Independent Financial Group, LLC
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About this Advisor
Roger Smith is a financial advisor based in San Diego, California, working with Independent Financial Group, LLC. Roger has previously held positions at Colorado State Bank And Trust, Bosc, Inc, Zions Capital Advisors, Inc, Lpl Financial LLC, Vectra Bank Colorado, First Allied Securities Inc, Rbc Capital Markets, LLC, and Independent Financial Group, LLC. Roger has passed the Series 65 and Series 63 regulatory exams and is registered to provide services in California. Currently, Roger is part of Independent Financial Group, LLC, which operates out of San Diego, California. The firm has 385 offices and 626 employees. The firm manages assets totaling $6.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Independent Financial Group, LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Independent Financial Group, LLC Brokerage Details
$6,750,889,024
626
30,369
$222,295
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Roger Smith Work History
Independent Financial Group, LLC
Rbc Capital Markets,LLC
First Allied Securities Inc
Lpl Financial LLC
Vectra Bank Colorado
Zions Capital Advisors, Inc
Colorado State Bank And Trust
Bosc, Inc
Disclosures
Please visit the SEC profile of Roger Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Financial Group, LLC
Santa Maria, CA
Hartford, CT
San Diego, CA
Alameda, CA
Washington, UT
San Juan Capistrano, CA
San Diego, CA
San Diego, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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