Philip
Moston

Fsc Securities Corporation

CRD#2885886
Investment Advisor
in Thousand Oaks, CA

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About this Advisor

Philip Moston is a financial advisor working in Thousand Oaks, California. Moston is an employee of Fsc Securities Corporation. The advisor has gained experience at Jp Morgan Securities LLC, Fsc Securities Corporation, Jp Morgan Chase Bank, Mlb Advanced Media, Citigroup, U.S. Bank, U.S. Bancorp Investments, Inc, Wells Fargo Clearing Services, LLC and Wells Fargo Bank, Na. Moston holds Series 63, Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California. Fsc Securities Corporation is a financial advisory business operating out of Atlanta, GA. The firm has offices in 334 locations and a total of 2,174 advisors. It has $12 billion in assets between its 52,792 accounts, making it one of the largest firms in the nation by assets under management. The firm serves 94 charities and foundations. Of its 52,792 customer accounts, just 14% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The company provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely depend on which services the firm provides the client. Fee types charged by Fsc Securities Corporation most likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3625 East Thousand Oaks Boulevard Suite 145
Thousand Oaks, CA 91362

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Fsc Securities Corporation Brokerage Details

Total Assets Under Management

$11,745,651,239

CA Average: $3,570,121,308
Total Number of Employees

2,174

CA Average: 58
Total Number of Accounts

52,792

CA Average: 1,608
Average Account Size

$222,489

CA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Philip Moston Work History

Philip has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Fsc Securities Corporation

2020 - 2023 (3 years)

Wells Fargo Clearing Services, LLC

2020 - 2023 (3 years)

Wells Fargo Bank, Na

2018 - 2020 (2 years)

U.S. Bank

2018 - 2020 (2 years)

U.S. Bancorp Investments, Inc

2017 - 2018 (1 year)

Citigroup

2015 - 2015 (< 1 year)

Mlb Advanced Media

2013 - 2017 (4 years)

Jp Morgan Securities LLC

2013 - 2017 (4 years)

Jp Morgan Chase Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Philip Moston to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fsc Securities Corporation

Daniel Stith
Oklahoma City, OK
Deepa Gibbons
Atlanta, GA
Nicholas Klanke
Bloomfield Hills, MI
Mark Brower
Atlanta, GA
William Howard
Marietta, GA
Judith Plain
Pittsford, NY
Terry Thompson
Traverse City, MI
Danielle Holmes
Grove City, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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