Philip
Wettersten
Herring Ria Sub, LLC
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About this Advisor
Philip Wettersten is a financial advisor working out of San Francisco, California who has 1 year of relevant experience. Wettersten is an advisor for Herring Ria Sub, LLC. Throughout their career, Wettersten has worked at Td Ameritrade, Macalester College, The Adirondack Trust Company, Moreau Lake State Park, Adirondack Financial & Planning Services, Adirondack Spirit, Glens Falls Country Club, Queensbury Union Free School District, Robinhood Financial and Playbook. Wettersten holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Herring Ria Sub, LLC is a registered investment company based in San Francisco, CA. It handles $421 thousand in total assets between its 2,486 client accounts, placing it among the smaller financial advisory firms in the country by assets under management. Of its 2,486 accounts, just 3% are held by high-net-worth individuals who have at least $1 million in investable assets. The company has a few services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial advice depend on which service is offered. However, fee types billed by Herring Ria Sub, LLC typically consist of other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Herring Ria Sub, LLC Brokerage Details
$420,920
9
2,486
$169
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Philip Wettersten Work History
Philip has been registered as a financial advisor for 1 years.*
Playbook
Robinhood Financial
Td Ameritrade
Td Ameritrade
Macalester College
The Adirondack Trust Company
Macalester College
Moreau Lake State Park
Adirondack Financial & Planning Services
Macalester College
Adirondack Spirit
Macalester College
Macalester College
Glens Falls Country Club
Queensbury Union Free School District
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Philip Wettersten to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Herring Ria Sub, LLC
San Francisco, CA
San Francisco, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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