Rajiv
Shah

Lazari Capital Management, Inc

CRD#3162156
Investment Advisor
in Canoga Park, CA

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About this Advisor

Rajiv Shah is a financial advisor based out of Canoga Park, California with a total of 5 years of industry experience. Shah works at Lazari Capital Management, Inc. Their career trajectory has included roles at Kovack Securities, Credicorp Capital LLC, Deutsche Bank, Next Financial Group, Inc, Rks Consulting Services, Niagara International Capital Limited, Chalice Capital, Lazari Capital Management, Inc, Chalice Capital Partners, LLC, Investment Placement Group, Cgis Securities LLC, Benchmark Investments, Inc, Puente Servicios Financieros, Puente Asesoramiento De Inversiones, LLC and Kovack International Wealth Management Inc. Shah has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Florida. Lazari Capital Management, Inc is a firm based out of Canoga Park, CA. The firm has a total of nine employees. It has $399 million in assets under management between its 761 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. Of its 761 customer accounts, just 14% are associated with high-net-worth clients who have at least $1 million in assets. The firm has a set of services, such as financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fees charged by Lazari Capital Management, Inc likely are comprised of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

6928 Owensmouth Ave. #200
Canoga Park, CA 91303

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Lazari Capital Management, Inc Brokerage Details

Total Assets Under Management

$398,591,539

CA Average: $7,578,581,321
Total Number of Employees

9

CA Average: 43
Total Number of Accounts

761

CA Average: 3,727
Average Account Size

$523,773

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Rajiv Shah Work History

Rajiv has been registered as a financial advisor for 5 years.*

2022 - Present (2 years)

Credicorp Capital LLC

2022 - Present (2 years)

Kovack International Wealth Management Inc

2021 - Present (3 years)

Puente Asesoramiento De Inversiones, LLC

2020 - Present (4 years)

Cgis Securities LLC

2020 - Present (4 years)

Benchmark Investments, Inc

2020 - Present (4 years)

Puente Servicios Financieros

2019 - Present (5 years)

Investment Placement Group

2018 - Present (6 years)

Lazari Capital Management, Inc

2018 - Present (6 years)

Chalice Capital Partners, LLC

2017 - Present (7 years)

Chalice Capital

2015 - Present (9 years)

Rks Consulting Services

2017 - 2017 (< 1 year)

Next Financial Group, Inc

2017 - 2018 (1 year)

Niagara International Capital Limited

2014 - 2015 (1 year)

Deutsche Bank

2011 - 2014 (3 years)

Kovack Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rajiv Shah to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lazari Capital Management, Inc

Michael De Luz
Canoga Park, CA
James Koller
Glendale, CA
Rajiv Shah
Canoga Park, CA
Kirk Mekerdichian
Canoga Park, CA
Richard Plamondon
Canoga Park, CA
Edward Levi
Canoga Park, CA
Michael Karapetian
Canoga Park, CA
Arax Ryvkin
Canoga Park, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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