Rick
Yzaguirre

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2559002
Investment Advisor
in Ontario, CA

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About this Advisor

Rick Yzaguirre is a financial advisor operating out of Ontario, California with a total of 14 years of industry experience. Yzaguirre works at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Yzaguirre has worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Yzaguirre has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in California, Ohio and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm that has its headquarters in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 people on staff. It administers $1 trillion in assets under management among its 2,864,234 accounts, placing it among the biggest firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The firm provides a wide set of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management vary depending on the financial services provided. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

901 Via Piemonte
Ontario, CA 91764

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Rick Yzaguirre Work History

Rick has been registered as a financial advisor for 14 years.*

2011 - Present (13 years)

Bank Of America, N.A

2009 - Present (15 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rick Yzaguirre to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Mark Wierda
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Walter Roderer
Miamisburg, OH
William Braude
Charlotte, NC
Bryce Witner
Johnston, RI
Andre Stampfel
West Islip, NY
Gerrit Shuffstall
Bel Air, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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