Robert
Babcock
Stifel, Nicolaus & Company, Inc
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About this Advisor
Robert Babcock is a financial advisor who works in Murrieta, California with 4 years of industry experience. Babcock is an employee of Stifel, Nicolaus & Company, Inc. Throughout their career, Babcock has worked at Bank Of America, Na and Stifel Nicolaus & Co Inc. Babcock maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in California and Texas. Stifel, Nicolaus & Company, Inc is an advisory firm based out of Saint Louis, MO. The investment advisory business has offices in 459 locations and a total of 6,729 financial advisors. It controls $133 billion in total assets across its 334,814 customer accounts, making it one of the largest firms in the United States by assets under management. The firm serves 1,312 charities and foundations. Of its 334,814 client accounts, 24% are associated with high-net-worth clients who have greater than $1 million in investable assets. The firm provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees usually are based on which service is offered. Fee types charged by Stifel, Nicolaus & Company, Inc likely consist of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Robert Babcock Work History
Robert has been registered as a financial advisor for 4 years.*
Stifel Nicolaus & Co Inc
Bank Of America,Na
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Babcock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Fairport, NY
Jefferson City, MO
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San Francisco, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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