Ronald
Pond
Confluence Investment Management LLC
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About this Advisor
Ronald Pond is a financial advisor operating out of Solana Beach, California who has 11 years of industry experience. Pond is on the advisory team at Confluence Investment Management LLC. They have spent their complete career at Confluence Investment Management Llc. Pond holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Missouri. Confluence Investment Management LLC is a financial advisory firm that has its headquarters in Saint Louis, MO. It has offices in three locations and a total of 47 advisors. It oversees $7 billion in assets across its 17,616 client accounts, placing it among the largest firms in the country by assets under management. The firm serves 126 charitable organizations. Of its 17,616 client accounts, just 5% are held by high-net-worth individuals who have more than $1 million in assets. Confluence Investment Management LLC provides a broad range of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. Financial advisory fee schedules usually are based on which service is offered. However, fee types billed by Confluence Investment Management LLC likely are comprised of some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Confluence Investment Management LLC Brokerage Details
$6,928,892,883
47
17,616
$393,330
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Other
Ronald Pond Work History
Ronald has been registered as a financial advisor for 11 years.*
Confluence Investment Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ronald Pond to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Confluence Investment Management LLC
Solana Beach, CA
Naperville, IL
Winnetka, IL
Saint Louis, MO
Fuquay-Varina, NC
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
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