Rose
Hickman

Sagepoint Financial, Inc

CRD#2400563
Investment Advisor
in Torrance, CA
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About this Advisor

Rose Hickman is an advisor whose office is in Torrance, California. Currently a registered advisor with Sagepoint Financial, Inc, Hickman has 11 years of work experience. Hickman maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Hickman is registered to work with clients in California. Over the course of their career, they have held roles at Securities Service Network, Inc and Thompson Wealth Management, Inc. Sagepoint Financial, Inc is headquartered in Torrance, California, and has 615 locations across the nation. In total, Sagepoint Financial, Inc oversees $7 billion in assets dispersed across 33,830 accounts and retains more than 2,032 people. The level of assets currently under the firm's management makes it one of the largest firms in the country. The firm manages 19,836 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 11% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Sagepoint Financial, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

19191 South Vermont Suite 170
Torrance, CA 90502

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

CA Average: $1,555,372,352
Total Number of Employees

1,957

CA Average: 37
Total Number of Accounts

42,989

CA Average: 1,370
Average Account Size

$185,820

CA Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rose Hickman Work History

Rose has 11 years of experience.

2007 - 2011 (4 years)

Securities Service Network, Inc

2007 - 2011 (4 years)

Thompson Wealth Management, Inc

Disclosures

Rose Hickman has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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