Russell
Maltes

Regency Investment Advisors Inc

CRD#4304383
Investment Advisor
in Fresno, CA

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About this Advisor

Russell Maltes is a financial advisor based in Fresno, California, working with Regency Investment Advisors Inc. Russell has previously held positions at Regency Investment Advisors Inc, Transamerica Retirement Advisors, LLC, and Transamerica Investors Securities Corporation. Russell has passed the Series 66 regulatory exam and is registered to provide services in California and Texas. Currently, Russell is part of Regency Investment Advisors Inc, which operates out of Fresno, California. The firm has 14 employees and manages assets totaling $877.3 million. The firm serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and educational seminars. The fee structure at Regency Investment Advisors Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1312 W Herndon, Suite 101
Fresno, CA 93711

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Regency Investment Advisors Inc Brokerage Details

Total Assets Under Management

$877,331,864

CA Average: $7,578,581,321
Total Number of Employees

14

CA Average: 43
Total Number of Accounts

1,752

CA Average: 3,727
Average Account Size

$500,760

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Russell Maltes Work History

2019 - Present (6 years)

Regency Investment Advisors Inc

2015 - 2019 (4 years)

Transamerica Retirement Advisors, LLC

2004 - 2019 (15 years)

Transamerica Investors Securities Corporation

2003 - 2019 (16 years)

Transamerica Retirement Advisors, LLC

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Disclosures

Please visit the SEC profile of Russell Maltes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Regency Investment Advisors Inc

Wade Wallace
Fresno, CA
Ryan Barnes
Fresno, CA
Jeremy Whitt
Fresno, CA
Noah Menezes
Fresno, CA
Judson Myers
Fresno, CA
Russell Maltes
Fresno, CA
Philip Ray
Fresno, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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