Russell
Maltes

Regency Investment Advisors Inc

CRD#4304383
Investment Advisor
in Fresno, CA

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About this Advisor

Russell Maltes is a certified financial planner operating in Fresno, California, with a total of 19 years of professional experience. Maltes is an employee of Regency Investment Advisors Inc. Their career trajectory has included roles at Regency Investment Advisors Inc, Transamerica Retirement Advisors, LLC and Transamerica Investors Securities Corporation. Maltes has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Regency Investment Advisors Inc is a financial advisory business headquartered in Fresno, California. It controls $777 million in total assets between its 1,575 customer accounts, making it one of the bigger investment advisory firms in the United States by assets under management. The firm serves 11 charitable organizations. Of its 1,575 client accounts, 21% belong to high-net-worth clients who have more than $1 million in investable assets. The business performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. Financial advisory fees usually are based on which services the firm provides the client. However, fee types charged by Regency Investment Advisors Inc most likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

1312 W Herndon, Suite 101
Fresno, CA 93711

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Regency Investment Advisors Inc Brokerage Details

Total Assets Under Management

$777,355,294

CA Average: $7,578,581,321
Total Number of Employees

15

CA Average: 43
Total Number of Accounts

1,575

CA Average: 3,727
Average Account Size

$493,559

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Russell Maltes Work History

Russell has 19 years of experience.

2019 - Present (3 years)

Regency Investment Advisors Inc

2015 - 2019 (4 years)

Transamerica Retirement Advisors, LLC

2004 - 2019 (15 years)

Transamerica Investors Securities Corporation

2003 - 2019 (16 years)

Transamerica Retirement Advisors, LLC

Disclosures

Russell Maltes has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Regency Investment Advisors Inc

Jeremy Whitt
Fresno, CA
Wade Wallace
Fresno, CA
Judson Myers
Fresno, CA
Russell Maltes
Fresno, CA
Karen Kinzel
Fresno, CA
Stephen Guinn
Fresno, CA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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