Stifel, Nicolaus & Company, Inc
About this Advisor
Sarah Harris is an investment advisor who lives in Fresno, California. Currently an advisor with Stifel, Nicolaus & Company, Inc, they have gathered 10 years of experience in the financial advisory industry. Harris maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative. Harris can operate based out of California. During their career, the advisor has held roles at Valic Financial Advisors, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Stifel Nicolaus & Co Inc, Lpl Financial LLC and Citizens Business Bank. Stifel, Nicolaus & Company, Inc is based out of Fresno, California, and operates out of 431 offices in the United States. Overall, Stifel, Nicolaus & Company, Inc oversees $98 billion in assets covering 244,516 client accounts and employs more than 6,153 people. The amount of assets the firm manages makes it one of the biggest firms in the country. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Sarah Harris Work History
Sarah has 10 years of experience.
Stifel Nicolaus & Co Inc
Lpl Financial LLC
Citizens Business Bank
Valic Financial Advisors, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Sarah Harris has disclosures.
Please visit their SEC profile for more details.
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