Sarah
Harris

Stifel, Nicolaus & Company, Inc

CRD#4017989
Investment Advisor
in Fresno, CA

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About this Advisor

Sarah Harris is an investment advisor who lives in Fresno, California. Currently an advisor with Stifel, Nicolaus & Company, Inc, they have gathered 10 years of experience in the financial advisory industry. Harris maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative. Harris can operate based out of California. During their career, the advisor has held roles at Valic Financial Advisors, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Stifel Nicolaus & Co Inc, Lpl Financial LLC and Citizens Business Bank. Stifel, Nicolaus & Company, Inc is based out of Fresno, California, and operates out of 431 offices in the United States. Overall, Stifel, Nicolaus & Company, Inc oversees $98 billion in assets covering 244,516 client accounts and employs more than 6,153 people. The amount of assets the firm manages makes it one of the biggest firms in the country. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

7112 N. Fresno Street 180
Fresno, CA 93720

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

CA Average: $11,469,110,461
Total Number of Employees

6,153

CA Average: 458
Total Number of Accounts

244,516

CA Average: 33,415
Average Account Size

$399,512

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Sarah Harris Work History

Sarah has 10 years of experience.

2018 - Present (3 years)

Stifel Nicolaus & Co Inc

2015 - 2018 (3 years)

Lpl Financial LLC

2015 - 2018 (3 years)

Citizens Business Bank

2011 - 2011 (< 1 year)

Valic Financial Advisors, Inc

2011 - 2015 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Sarah Harris has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Jill Landefeld
Washington, DC
John Ark
Honolulu, HI
Curtis Finnicum
Great Falls, MT
Katherine Hall
New York, NY
Richard Kohn
Montgomery, AL
Craig Siena
New York, NY
Suzanna Otte
Cincinnati, OH

This content was compiled from the SEC and FINRA.

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