Sean
Mcsweeny

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2185878
Investment Advisor
in Carlsbad, CA
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About this Advisor

Sean Mcsweeny is a financial advisor operating in Carlsbad, California, who has been in the financial industry for 26 years. Mcsweeny is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Mcsweeny has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business operating out of Carlsbad, California. It has offices in 2,958 locations and a total of 40,146 employees. It manages $820 billion in assets between its 2,272,151 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 4,667 charitable organizations. Of its 2,272,151 client accounts, just 3% belong to high-net-worth clients who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically are based on the type of services. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1000 Aviara Pkwy
Carlsbad, CA 92011

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Sean Mcsweeny Work History

Sean has 26 years of experience.

2011 - Present (8 years)

Bank Of America, N.A

1992 - Present (27 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Sean Mcsweeny has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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