Shao-Tsung
Tseng

Independent Financial Group, LLC

CRD#5704440
Investment Advisor
in San Diego, CA
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About this Advisor

Shao-Tsung Tseng is a chartered financial consultant based out of San Diego, California, who has been in the industry for 17 years. Tseng is an employee of Independent Financial Group, LLC. Over the course of their career, Tseng has held roles at World Group Securities, Inc, World Financial Group, Retired, Matrix Insurance Agency, Guardian Life Insurance Company, Independent Financial Group, Park Avenue Securities, Pacific Advisors and Voya Financial Advisors. Tseng holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California and Texas. Independent Financial Group, LLC is an advisory firm that has its headquarters in San Diego, California. It has offices in 364 locations and a total of 680 advisors. It administers $3 billion in assets under management between its 11,983 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 20 charities and foundations. Of its 11,983 accounts, just 5% are associated with high-net-worth clients who have at least $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice largely are based on the services offered. Fees billed by Independent Financial Group, LLC likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

12671 High Bluff Dr Ste 200
San Diego, CA 92130

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Shao-Tsung Tseng Work History

Shao-Tsung has 17 years of experience.

2015 - Present (4 years)

Independent Financial Group

2015 - 2015 (0 years)

Voya Financial Advisors

2010 - 2015 (5 years)

Guardian Life Insurance Company

2010 - 2015 (5 years)

Park Avenue Securities

2010 - 2015 (5 years)

Pacific Advisors

2009 - 2010 (1 years)

World Group Securities, Inc

2009 - 2010 (1 years)

World Financial Group

2009 - 2010 (1 years)

Matrix Insurance Agency

2001 - 2009 (8 years)

Retired

Disclosures

Shao-Tsung Tseng has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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