Shun
Sun

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6729239
Investment Advisor
in Hacienda Heights, CA

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About this Advisor

Shun Sun is a financial advisor working out of Hacienda Heights, California who has 6 years of industry experience. Sun currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Bank Of America. Sun maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company operating out of New York, NY. The firm has offices in 3,372 locations and a total of 36,687 advisors. It oversees $1 trillion in assets under management between its 2,864,234 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules vary depending on which services are offered. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

1605 S Azusa Ave
Hacienda Heights, CA 91745

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Shun Sun Work History

Shun has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - Present (8 years)

Bank Of America, N.A

2015 - 2016 (1 year)

Bank Of America

2015 - 2015 (< 1 year)

Bank Of America

2013 - 2015 (2 years)

Bank Of America

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shun Sun to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Jennifer Roensch
Vienna, VA
Han Tran
Westminster, CA
Thomas Hensley
Houston, TX
Franci Doroska
Paramus, NJ
Flor Hernandez
San Jose, CA
Kristen Rieger
Fort Collins, CO
Gary Jones
Pennington, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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