Spencer
Rand
Five Oceans Advisors
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About this Advisor
Spencer Rand is a financial advisor based in Santa Monica, California, working with Five Oceans Advisors. Spencer has previously held positions at Lpl Financial, LLC, Monument Advisory Group, LLC, Five Oceans Advisors, and Universal Service Administrative Company. Spencer has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, Spencer is part of Five Oceans Advisors, which operates out of Santa Monica, California. The firm has 1 office and 7 employees. The firm manages assets totaling $496.1 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars. The fee structure at Five Oceans Advisors includes asset-based and fixed fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Five Oceans Advisors Brokerage Details
$496,113,439
7
571
$868,850
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Spencer Rand Work History
Five Oceans Advisors
Universal Service Administrative Company
Lpl Financial, LLC
Monument Advisory Group, LLC
Disclosures
Please visit the SEC profile of Spencer Rand to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Five Oceans Advisors
Santa Monica, CA
Santa Monica, CA
Santa Monica, CA
Santa Monica, CA
Santa Monica, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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