Stephan
Peasley
Klein Pavlis & Peasley Financial, Inc
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About this Advisor
Stephan Peasley is a financial advisor operating in Dana Point, California who has 21 years of relevant experience. Peasley is on the advisory team at Klein Pavlis & Peasley Financial, Inc. They have been employed by Klein Pavlis & Peasley Financial, Inc for their entire career. Peasley has a Series 65 license, qualifying them as an investment advisor representative, and is approved to work in Arizona, California, Illinois, Minnesota, New Jersey, North Carolina, Pennsylvania, Texas and Washington. Klein Pavlis & Peasley Financial, Inc is an advisory business operating out of Irvine, CA. It has $145 million in total assets among its 705 customer accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm advises one charities and foundations. Of its 705 client accounts, just 2% belong to high-net-worth investors who have more than $1 million in assets available to invest. Klein Pavlis & Peasley Financial, Inc has a few services, including portfolio management for individuals and small businesses, publication of newsletters and educational seminars. Fees for financial advice largely depend on which services the firm provides the client. However, fees billed by Klein Pavlis & Peasley Financial, Inc most likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Klein Pavlis & Peasley Financial, Inc Brokerage Details
$144,591,979
4
705
$205,095
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
Stephan Peasley Work History
Stephan has been registered as a financial advisor for 21 years.*
Klein Pavlis & Peasley Financial, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephan Peasley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Klein Pavlis & Peasley Financial, Inc
Irvine, CA
Irvine, CA
Dana Point, CA
Dana Point, CA
Dana Point, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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