Stephanie
Hepp

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2754869
Investment Advisor
in Pleasanton, CA

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About this Advisor

Stephanie Hepp is a financial advisor working out of Pleasanton, California who has 7 years of industry experience. Hepp is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Hepp has gained experience at Wells Fargo Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. Hepp holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It administers $1 trillion in assets between its 2,864,234 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are associated with high-net-worth investors who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually depend on the financial services offered. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

4900 Hopyard Rd
Pleasanton, CA 94588

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephanie Hepp Work History

Stephanie has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephanie Hepp to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Thanh Le
Dallas, TX
Francis Abella
Napa, CA
Patrick Riley
Sammamish, WA
Suzana Markasevic
New York, NY
Daniel Montesinos
West Jordan, UT
William Edgar
New York, NY
Amy Sorge
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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