Stephen
Moeller

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6347736
Investment Advisor
in Beverly Hills, CA

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About this Advisor

Stephen Moeller is a financial advisor who works out of Beverly Hills, California with a total of 2 years of industry experience. Moeller is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Moeller has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Wake Forest University, Bank Of America, N.A, Recreation Equipment Inc, Mcnamara Financial Services and Ipg (Interpublic Group). Moeller maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business based in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 employees. It oversees $1 trillion in assets among its 2,864,234 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The business has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules largely vary depending on the services offered. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

9560 Wilshire Blvd
Beverly Hills, CA 90212

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephen Moeller Work History

Stephen has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - 2021 (2 years)

Recreation Equipment Inc

2015 - 2019 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2014 (< 1 year)

Bank Of America, N.A

2013 - 2014 (1 year)

Mcnamara Financial Services

2013 - 2013 (< 1 year)

Ipg (Interpublic Group)

2011 - 2015 (4 years)

Wake Forest University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Moeller to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Daniel Montesinos
West Jordan, UT
Francis Abella
Napa, CA
Thanh Le
Dallas, TX
Mark Wierda
Jacksonville, FL
Louise Burke
Washington, DC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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