Sung Yu
Liu
Hsbc Securities (Usa) Inc
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About this Advisor
Sung Yu Liu is a financial advisor who works in Cupertino, California, with 12 years of relevant experience. Liu works at Hsbc Securities (Usa) Inc. Throughout their career, Liu has worked at Hsbc Securities (Usa) Inc and Hsbc Bank Usa, N.A. Liu holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in California, Florida, Nevada, North Carolina, Oregon, Utah and Washington. Hsbc Securities (Usa) Inc is an advisory company based in New York, NY. The firm has offices in 60 locations and a total of 510 advisors. It administers $3 billion in total assets across its 13,225 accounts, making it one of the biggest firms in the country by assets under management. Of its 13,225 customer accounts, 25% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm provides a diverse set of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial management fees largely are based on the type of financial services provided. However, fees billed by Hsbc Securities (Usa) Inc likely include asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Sung Yu Liu Work History
Sung Yu has been registered as a financial advisor for 12 years.*
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sung Yu Liu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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