Heidi
Lau
Hsbc Securities (Usa) Inc
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About this Advisor
Heidi Lau is a financial advisor based in Fremont, California, working with Hsbc Securities (Usa) Inc. Heidi has previously held positions at Jpmorgan Securities LLC, Citigroup, Hsbc Bank Usa, N.A, and Hsbc Securities (Usa) Inc. Heidi has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California, Connecticut, Florida, Hawaii, Illinois, Maryland, Michigan, Minnesota, Nevada, South Dakota, and Washington. Currently, Heidi is part of Hsbc Securities (Usa) Inc, which operates out of Fremont, California. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$3,020,458,399
507
12,389
$243,802
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Heidi Lau Work History
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Jpmorgan Securities LLC
Citigroup
Disclosures
Please visit the SEC profile of Heidi Lau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
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Buffalo, NY
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