Suzanne
De Graw

Independent Financial Group, LLC

CRD#4998371
Investment Advisor
in Carlsbad, CA

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About this Advisor

Suzanne De Graw is a financial advisor working in Carlsbad, California with a total of 7 years of industry experience. De Graw is an advisor for Independent Financial Group, LLC. Their career trajectory has included roles at Suzanne C De Graw, Wfg, Transamerica Financial Advisors, Inc and Independent Financial Group. De Graw holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Independent Financial Group, LLC is a financial advisory company based in San Diego, CA. The company has offices in 364 locations and a total of 697 advisors. It administers $6 billion in assets among its 27,435 accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advice to 48 charities and foundations. Of its 27,435 accounts, just 3% are held by high-net-worth clients who have more than $1 million in investable assets. Independent Financial Group, LLC performs a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules vary depending on which services the firm provides the client. Fees billed by Independent Financial Group, LLC most likely include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

701 Palomar Airport Road Suite 300
Carlsbad, CA 92011

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$5,978,096,039

CA Average: $7,578,581,321
Total Number of Employees

697

CA Average: 43
Total Number of Accounts

27,435

CA Average: 3,727
Average Account Size

$217,900

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Suzanne De Graw Work History

Suzanne has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Independent Financial Group

2005 - Present (19 years)

Wfg

1989 - Present (35 years)

Suzanne C De Graw

2012 - 2016 (4 years)

Transamerica Financial Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Suzanne De Graw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Financial Group, LLC

Deborah Hardy
Plymouth, MA
Jason Segawa
San Diego, CA
Lance Patton
Tehachapi, CA
Craig Rusch
Delafield, WI
Jeremy Webb
Fayetteville, AR
Brian Conrad
San Diego, CA
Antoinette Lobaito
Amarillo, TX
Jason Gaunt
Reno, NV

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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