Suzanne
De Graw

Independent Financial Group, LLC

CRD#4998371
Investment Advisor
in Carlsbad, CA

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About this Advisor

Suzanne De Graw is an advisor in Carlsbad, California. Currently a registered advisor at Independent Financial Group, LLC, De Graw has an impressive 30 years of professional experience in the financial advisory industry. De Graw maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. De Graw is registered to advise customers based out of California. De Graw has gained experience at Suzanne C De Graw, Wfg, Wgs, Investment Advisors International, Inc, Transamerica Financial Advisors, Inc and Independent Financial Group. Independent Financial Group, LLC is located in Carlsbad, California, and has 364 other offices in the country. As a registered investment firm, Independent Financial Group, LLC manages $3 billion in assets across 15,620 accounts and retains more than 673 people. The firm's total assets under management makes it one of the largest investment advisory firms in the nation. The firm manages 13,547 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 5% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Independent Financial Group, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

701 Palomar Airport Road Suite 300
Carlsbad, CA 92011

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Suzanne De Graw Work History

Suzanne has 31 years of experience.

2016 - Present (4 years)

Independent Financial Group

2005 - Present (15 years)

Wfg

1989 - Present (31 years)

Suzanne C De Graw

2012 - 2016 (4 years)

Transamerica Financial Advisors, Inc

2007 - 2012 (5 years)

Investment Advisors International, Inc

2005 - 2012 (7 years)

Wgs

Disclosures

Suzanne De Graw has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Independent Financial Group, LLC

Joshua Szyman
Camp Verde, AZ
Peter Prescott
San Diego, CA
Christopher Wellman
San Diego, CA
Danny Thomas
San Diego, CA
Robert Gunning
Fresno, CA
Christopher Divito
Westlake, OH
Tony Navarro
Los Angeles, CA
Loren Grabau
Santa Maria, CA

This content was compiled from the SEC and FINRA.

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