Suzanne
De Graw

Independent Financial Group, LLC

CRD#4998371
Investment Advisor
in Carlsbad, CA
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About this Advisor

Suzanne De Graw is a financial advisor who works out of Carlsbad, California, who has been in the advisory business for 29 years. De Graw is currently employed by Independent Financial Group, LLC. Throughout their career, they have worked at Investment Advisors International, Inc, Suzanne C De Graw, Wfg, Wgs, Transamerica Financial Advisors, Inc and Independent Financial Group. De Graw maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can advise clients in California. Independent Financial Group, LLC is an advisory company operating in Carlsbad, California. The investment advisory business has offices in 364 locations and a total of 680 financial advisors. It handles $3 billion in assets across its 11,983 accounts, placing it among the largest firms in the United States by assets under management. The firm advises 20 charitable organizations. Of its 11,983 accounts, just 5% are associated with high-net-worth clients who have more than $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules usually depend on the services offered. However, fees charged by Independent Financial Group, LLC can be comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

29 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

701 Palomar Airport Road Suite 300
Carlsbad, CA 92011

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Suzanne De Graw Work History

Suzanne has 29 years of experience.

2016 - Present (3 years)

Independent Financial Group

2005 - Present (14 years)

Wfg

1989 - Present (30 years)

Suzanne C De Graw

2012 - 2016 (4 years)

Transamerica Financial Advisors, Inc

2007 - 2012 (5 years)

Investment Advisors International, Inc

2005 - 2012 (7 years)

Wgs

Disclosures

Suzanne De Graw has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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