Tammy
Lee
U.S. Capital Wealth Advisors, LLC
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About this Advisor
Tammy Lee is a certified financial planner based in Tustin, California with 1 year of relevant experience. Lee is on the advisory team at U.S. Capital Wealth Advisors, LLC. Over the course of their career, Lee has held roles at Finance 500 Advisory Services, Finance 500, Inc, United Planners' Financial Services, Penniall And Associates, Tammy Lee (Penniall And Associates), Alpha Cubed Investments, LLC, Alpha Cubed Investments and U.S. Capital Wealth Advisors, LLC. Lee has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Arizona, California, Maryland and Texas. U.S. Capital Wealth Advisors, LLC is an advisory company that has its headquarters in Houston, TX. The company has offices in six locations and a total of 122 advisors. It handles $7 billion in assets under management across its 12,119 client accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 17 charities and foundations. Of its 12,119 customer accounts, 34% are held by high-net-worth investors who have greater than $1 million in assets. U.S. Capital Wealth Advisors, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the type of financial services offered. However, fee types charged by U.S. Capital Wealth Advisors, LLC likely consist of some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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U.S. Capital Wealth Advisors, LLC Brokerage Details
$6,495,736,809
122
12,119
$535,996
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Tammy Lee Work History
Tammy has been registered as a financial advisor for 1 years.*
Alpha Cubed Investments
U.S. Capital Wealth Advisors, LLC
Alpha Cubed Investments, LLC
United Planners' Financial Services
Penniall And Associates
Tammy Lee (Penniall And Associates)
Finance 500, Inc
Finance 500 Advisory Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tammy Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at U.S. Capital Wealth Advisors, LLC
Austin, TX
Austin, TX
Austin, TX
Houston, TX
Austin, TX
Austin, TX
Houston, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
