Ashley
Giles

Usca Ria LLC

CRD#6399829
Investment Advisor
in Dallas, TX
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About this Advisor

Ashley Giles is a certified financial planner in Dallas, Texas. Currently a registered investment advisor with Usca Ria LLC, Giles has an impressive 26 years of work experience. Giles maintains a Series 66 license, which designates them as both a securities agent and an investment advisor representative. Giles is registered to operate based out of Texas. Giles has gained experience at Full Time Education, Wells Fargo Advisors, LLC, Capital Sports & Entertainment and Hotel Ella. Usca Ria LLC is based out of Dallas, Texas, and operates out of three other locations in the country. Overall, Usca Ria LLC oversees $3 billion in assets throughout 5,258 client accounts and employs more than 69 people. The firm's total assets under management places it among the largest financial advisory firms in the United States. The firm manages 2,870 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 24% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Usca Ria LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

300 West 6Th St. Suite 1900
Dallas, TX 75201

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Usca Ria LLC Brokerage Details

Total Assets Under Management

$2,963,614,496

TX Average: $3,042,739,679
Total Number of Employees

73

TX Average: 49
Total Number of Accounts

5,594

TX Average: 2,315
Average Account Size

$529,785

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ashley Giles Work History

Ashley has 26 years of experience.

2014 - Present (5 years)

Wells Fargo Advisors, LLC

2012 - 2014 (2 years)

Hotel Ella

2009 - 2012 (3 years)

Capital Sports & Entertainment

1992 - 2009 (17 years)

Full Time Education

Disclosures

Ashley Giles has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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