Thanh
Nguyen

Tate Private Wealth Advisers

CRD#7034320
Investment Advisor
in Sacramento, CA

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About this Advisor

Thanh Nguyen is a financial advisor who works out of Sacramento, California with a total of 5 years of industry experience. Nguyen is an advisor for Tate Private Wealth Advisers. Nguyen has gained experience at Tate Private Wealth Advisers, Tate Associates, Llp and Vsp, Inc. Nguyen maintains a Series 65 license, certifying them as an investment advisor representative, and is registered to advise clients in California. Tate Private Wealth Advisers is a financial advisory company that has its headquarters in Sacramento, CA. It manages $233 million in assets across its 418 customer accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. The firm provides services to three charitable organizations. Of its 418 client accounts, 31% are held by high-net-worth individuals who have greater than $1 million in investable assets. Tate Private Wealth Advisers offers portfolio management for individuals and small businesses. Financial advisory fee schedules typically vary depending on which service is offered. Fee types billed by Tate Private Wealth Advisers most likely include any blend of asset-based and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1545 River Park Drive Suite 375
Sacramento, CA 95815-4614

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Tate Private Wealth Advisers Brokerage Details

Total Assets Under Management

$233,271,332

CA Average: $7,578,581,321
Total Number of Employees

5

CA Average: 43
Total Number of Accounts

418

CA Average: 3,727
Average Account Size

$558,065

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Thanh Nguyen Work History

Thanh has been registered as a financial advisor for 5 years.*

2017 - Present (7 years)

Tate Private Wealth Advisers

2013 - 2017 (4 years)

Tate Associates, Llp

2011 - 2013 (2 years)

Vsp, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thanh Nguyen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tate Private Wealth Advisers

George Olveda
Sacramento, CA
Thanh Nguyen
Sacramento, CA
Michael Tate
Sacramento, CA
Robert Tate
Sacramento, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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