Thomas
Giardino
Sierra Investment Management Inc
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About this Advisor
Thomas Giardino is a financial advisor who works in Santa Monica, California who has 5 years of industry experience. Giardino is an advisor for Sierra Investment Management Inc. Over the course of their career, they have held roles at Capital Investment Group, Inc, The Elements Financial Group, LLC, Realty Capital Securities, LLC, Northern Lights Distributors, LLC and Wright Fund Management, LLC & Sierra Investment Management. Giardino holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Sierra Investment Management Inc is a financial advisory company operating out of Santa Monica, CA. It oversees $416 million in assets under management across its 996 customer accounts, placing it among the larger financial advisory firms in the country by assets under management. The firm serves one charities and foundations. Of its 996 client accounts, 24% are held by high-net-worth clients who have at least $1 million in investable assets. The advisory firm offers portfolio management for individuals and small businesses. Fees charged by financial advisors depend on which service is offered. However, fees charged by Sierra Investment Management Inc can be comprised of some blend of asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sierra Investment Management Inc Brokerage Details
$415,631,220
40
996
$417,300
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
Thomas Giardino Work History
Thomas has been registered as a financial advisor for 5 years.*
Northern Lights Distributors, LLC
Wright Fund Management, LLC & Sierra Investment Management
Realty Capital Securities, LLC
Capital Investment Group, Inc
The Elements Financial Group, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Giardino to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sierra Investment Management Inc
Santa Monica, CA
Santa Monica, CA
Irvine, CA
Santa Monica, CA
Santa Monica, CA
Santa Monica, CA
Highland Park, IL
Santa Monica, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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