Thomas
Vaughan

Retirement Capital Strategies, Inc

CRD#1721660
Investment Advisor
in San Jose, CA

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About this Advisor

Thomas Vaughan is a financial advisor working out of San Jose, California with a total of 7 years of relevant experience. Vaughan is an advisor for Retirement Capital Strategies, Inc. Over the course of their career, they have held roles at Linsco/Private Ledger Corp, Retirement Capital Strategies, Remonsy Investment Network, Lpl Financial LLC and Retirement Capital Strategies, Inc. Vaughan holds a Series 63 license, qualifying them as a securities agent, and is registered to work in California. Retirement Capital Strategies, Inc is a registered investment firm that has its headquarters in San Jose, CA. It oversees $236 million in assets across its 702 client accounts, placing it among the mid-sized firms in the country by assets under management. The firm provides financial advice to one charities and foundations. Of its 702 customer accounts, 18% are held by high-net-worth clients who have more than $1 million in investable assets. The business performs a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fees billed by Retirement Capital Strategies, Inc likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1190 Saratoga Ave., Suite 140
San Jose, CA 95129

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Retirement Capital Strategies, Inc Brokerage Details

Total Assets Under Management

$236,401,293

CA Average: $7,578,581,321
Total Number of Employees

6

CA Average: 43
Total Number of Accounts

702

CA Average: 3,727
Average Account Size

$336,754

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Thomas Vaughan Work History

Thomas has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Retirement Capital Strategies, Inc

2015 - Present (9 years)

Lpl Financial LLC

2013 - 2015 (2 years)

Remonsy Investment Network

1990 - 2013 (23 years)

Linsco/Private Ledger Corp

1990 - 2013 (23 years)

Retirement Capital Strategies

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Vaughan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Retirement Capital Strategies, Inc

Easan Arulanantham
San Jose, CA
Thomas Vaughan
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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