Thomas
Vaughan
Retirement Capital Strategies, Inc
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About this Advisor
Thomas Vaughan is a financial advisor working out of San Jose, California with a total of 7 years of relevant experience. Vaughan is an advisor for Retirement Capital Strategies, Inc. Over the course of their career, they have held roles at Linsco/Private Ledger Corp, Retirement Capital Strategies, Remonsy Investment Network, Lpl Financial LLC and Retirement Capital Strategies, Inc. Vaughan holds a Series 63 license, qualifying them as a securities agent, and is registered to work in California. Retirement Capital Strategies, Inc is a registered investment firm that has its headquarters in San Jose, CA. It oversees $236 million in assets across its 702 client accounts, placing it among the mid-sized firms in the country by assets under management. The firm provides financial advice to one charities and foundations. Of its 702 customer accounts, 18% are held by high-net-worth clients who have more than $1 million in investable assets. The business performs a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fees billed by Retirement Capital Strategies, Inc likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Retirement Capital Strategies, Inc Brokerage Details
$236,401,293
6
702
$336,754
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Thomas Vaughan Work History
Thomas has been registered as a financial advisor for 7 years.*
Retirement Capital Strategies, Inc
Lpl Financial LLC
Remonsy Investment Network
Linsco/Private Ledger Corp
Retirement Capital Strategies
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Vaughan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Retirement Capital Strategies, Inc
San Jose, CA
San Jose, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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