Tom
O'Brien
Vantage Wealth Management, LLC
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About this Advisor
Tom O'Brien is a certified financial planner and chartered financial consultant based out of San Mateo, California who has 3 years of industry experience. O'Brien is on the advisory team at Vantage Wealth Management, LLC. Over the course of their career, they have held roles at Minnesota Life Insurance Co, Sgc, Securian Financial Services and Vantage Wealth Management, LLC. O'Brien holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in California. Vantage Wealth Management, LLC is a financial advisory company that has its headquarters in San Mateo, CA. It handles $546 million in total assets among its 1,568 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 1,568 accounts, 32% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fee schedules typically are based on the services provided. However, fees charged by Vantage Wealth Management, LLC can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Vantage Wealth Management, LLC Brokerage Details
$545,988,000
9
1,568
$348,207
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Tom O'Brien Work History
Tom has been registered as a financial advisor for 3 years.*
Vantage Wealth Management, LLC
Minnesota Life Insurance Co
Sgc
Securian Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tom O'Brien to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Vantage Wealth Management, LLC
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
San Mateo, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.