Tom
O'Brien

Vantage Wealth Management, LLC

CRD#5529111
Investment Advisor
in San Mateo, CA

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About this Advisor

Tom O'Brien is a certified financial planner and chartered financial consultant based out of San Mateo, California who has 3 years of industry experience. O'Brien is on the advisory team at Vantage Wealth Management, LLC. Over the course of their career, they have held roles at Minnesota Life Insurance Co, Sgc, Securian Financial Services and Vantage Wealth Management, LLC. O'Brien holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in California. Vantage Wealth Management, LLC is a financial advisory company that has its headquarters in San Mateo, CA. It handles $546 million in total assets among its 1,568 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 1,568 accounts, 32% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fee schedules typically are based on the services provided. However, fees charged by Vantage Wealth Management, LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

66 Bovet Road Ste. 310
San Mateo, CA 94402

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Vantage Wealth Management, LLC Brokerage Details

Total Assets Under Management

$545,988,000

CA Average: $7,578,581,321
Total Number of Employees

9

CA Average: 43
Total Number of Accounts

1,568

CA Average: 3,727
Average Account Size

$348,207

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Tom O'Brien Work History

Tom has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Vantage Wealth Management, LLC

2008 - 2020 (12 years)

Minnesota Life Insurance Co

2008 - 2020 (12 years)

Sgc

2008 - 2020 (12 years)

Securian Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tom O'Brien to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vantage Wealth Management, LLC

Brandy Navarro
San Mateo, CA
David Fernelius
San Mateo, CA
Tom O'Brien
San Mateo, CA
Mitone Griffiths
San Mateo, CA
Christina Gann Munguia
San Mateo, CA
John Lee
San Mateo, CA
Robert Stafford
San Mateo, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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