Morgan Stanley

Investment Advisor
in Los Angeles, CA
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About this Advisor

Toni Brock is a certified financial planner who works in Los Angeles, California, who has been in the advisory business for 13 years. Brock is an advisor for Morgan Stanley. Over the course of their career, Brock has held roles at Merrill Lynch, Pepperdine University, Cast & Crew Production Payroll, Bank Of America, N.A, Morgan Stanley and Morgan Stanley Private Bank, National Association. Brock holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California. Morgan Stanley is a financial advisory firm operating in Los Angeles, California. The firm has offices in 702 locations and a total of 26,000 people on staff. It handles $735 billion in assets under management between its 1,724,668 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 283 charities and foundations. Morgan Stanley offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees typically vary depending on which services are offered. However, fees billed by Morgan Stanley can include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others



Office Location

444 South Flower Street
Los Angeles, CA 90071

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Morgan Stanley Brokerage Details

Total Assets Under Management


CA Average: $7,464,549,021
Total Number of Employees


CA Average: 88
Total Number of Accounts


CA Average: 3,892
Average Account Size


CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Toni Brock Work History

Toni has 13 years of experience.

2017 - Present (2 years)

Morgan Stanley Private Bank, National Association

2015 - Present (4 years)

Morgan Stanley

2011 - 2015 (4 years)

Merrill Lynch

2011 - 2015 (4 years)

Bank Of America, N.A

2008 - 2010 (2 years)

Pepperdine University

2005 - 2011 (6 years)

Cast & Crew Production Payroll


Toni Brock has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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