Toni
Brock

Morgan Stanley

CRD#5918475
Investment Advisor
in Los Angeles, CA
Are you Toni Brock? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Toni Brock is a certified financial planner who works in Los Angeles, California, who has been in the advisory business for 13 years. Brock is an advisor for Morgan Stanley. Over the course of their career, Brock has held roles at Merrill Lynch, Pepperdine University, Cast & Crew Production Payroll, Bank Of America, N.A, Morgan Stanley and Morgan Stanley Private Bank, National Association. Brock holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California. Morgan Stanley is a financial advisory firm operating in Los Angeles, California. The firm has offices in 702 locations and a total of 26,000 people on staff. It handles $735 billion in assets under management between its 1,724,668 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 283 charities and foundations. Morgan Stanley offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees typically vary depending on which services are offered. However, fees billed by Morgan Stanley can include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

444 South Flower Street
Los Angeles, CA 90071

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Morgan Stanley Brokerage Details

Total Assets Under Management

$735,294,335,666

CA Average: $7,464,549,021
Total Number of Employees

26,000

CA Average: 88
Total Number of Accounts

1,724,668

CA Average: 3,892
Average Account Size

$426,340

CA Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Toni Brock Work History

Toni has 13 years of experience.

2017 - Present (2 years)

Morgan Stanley Private Bank, National Association

2015 - Present (4 years)

Morgan Stanley

2011 - 2015 (4 years)

Merrill Lynch

2011 - 2015 (4 years)

Bank Of America, N.A

2008 - 2010 (2 years)

Pepperdine University

2005 - 2011 (6 years)

Cast & Crew Production Payroll

Disclosures

Toni Brock has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started