Tuyen
Pham
Pensionmark Financial Group, LLC
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About this Advisor
Tuyen Pham is a financial advisor who works out of Westminster, California with a total of 7 years of industry experience. Pham currently works for Pensionmark Financial Group, LLC. Over the course of their career, Pham has held roles at Signator Investors, Inc, Pensionmark Securities, LLC, Pensionmark Financial Group Dba Tutton Financial, Safeco Investment Services, Inc and Pensionmark Financial Group Dba Tutton Insurance. Pham has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to serve investors in Arizona and California. Pensionmark Financial Group, LLC is an advisory company headquartered in Santa Barbara, CA. It has offices in 59 locations and a total of 244 employees. It controls $27 billion in assets under management across its 7,380 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to 142 charitable organizations. Of its 7,380 accounts, just 4% are associated with high-net-worth investors who have at least $1 million in investable assets. The business provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely are based on which services are provided. However, fee types billed by Pensionmark Financial Group, LLC most likely include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pensionmark Financial Group, LLC Brokerage Details
$26,622,603,339
244
7,380
$3,607,399
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Tuyen Pham Work History
Tuyen has been registered as a financial advisor for 7 years.*
Pensionmark Securities, LLC
Pensionmark Financial Group Dba Tutton Financial
Pensionmark Financial Group Dba Tutton Insurance
Signator Investors, Inc
Safeco Investment Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tuyen Pham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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