Ty
Neubauer
Spectrum Asset Management Inc
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About this Advisor
Ty Neubauer is a financial advisor based out of Newport Beach, California who has 5 years of relevant experience. Neubauer is on the advisory team at Spectrum Asset Management Inc. During their career, Neubauer has held roles at Spectrum Asset Management, Inc, Orange Coast College and University Of California, Riverside. Neubauer holds a Series 65 license, qualifying them as an investment advisor representative, and is registered to advise clients in California. Spectrum Asset Management Inc is a company headquartered in Newport Beach, CA. The firm has offices in two locations and a total of 11 people on staff. It administers $620 million in total assets between its 903 client accounts, placing it among the bigger investment advisory firms in the nation by assets under management. Of its 903 client accounts, 38% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The business has a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management largely vary depending on which services are offered. However, fee types billed by Spectrum Asset Management Inc can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spectrum Asset Management Inc Brokerage Details
$619,738,521
11
903
$686,311
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Ty Neubauer Work History
Ty has been registered as a financial advisor for 5 years.*
Spectrum Asset Management, Inc
University Of California, Riverside
Orange Coast College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ty Neubauer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spectrum Asset Management Inc
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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