Wayne
Rogers

City National Securities, Inc

CRD#4362789
Investment Advisor
in Los Angeles, CA

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About this Advisor

Wayne Rogers is a financial advisor working out of Los Angeles, California with 5 years of relevant experience. Rogers is on the advisory team at City National Securities, Inc. During their career, Rogers has held roles at Td Private Client Wealth LLC, Td Bank, N.A and City National Bank. Rogers holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. City National Securities, Inc is a financial advisory business operating out of Los Angeles, CA. The firm has offices in 18 locations and a total of 48 people on staff. It handles $2 billion in total assets between its 2,278 client accounts, placing it among the largest firms in the nation by assets under management. The firm provides financial advice to 22 charities and foundations. Of its 2,278 customer accounts, 15% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. City National Securities, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules vary depending on the type of financial services. However, fee types charged by City National Securities, Inc may include some combination of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

2029 Century Park East Suite 100
Los Angeles, CA 90067

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City National Securities, Inc Brokerage Details

Total Assets Under Management

$1,513,277,680

CA Average: $7,578,581,321
Total Number of Employees

48

CA Average: 43
Total Number of Accounts

2,278

CA Average: 3,727
Average Account Size

$664,301

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Wayne Rogers Work History

Wayne has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

City National Bank

2017 - 2018 (1 year)

City National Bank

2012 - 2017 (5 years)

Td Private Client Wealth LLC

2012 - 2017 (5 years)

Td Bank, N.A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wayne Rogers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at City National Securities, Inc

Nichole Walker
San Francisco, CA
Nicole Shao
Los Angeles, CA
Matthew Steiger
Beverly Hills, CA
Adam Johnson
Las Vegas, NV
Marques Dickson
Los Angeles, CA
David Bjorndal
Irvine, CA
Haroon Sattari
Walnut Creek, CA
Matthew Guillory
Irvine, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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