Yunqing
Xu
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Yunqing Xu is a financial advisor operating out of Monterey Park, California with 3 years of relevant experience. Xu is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Capcom Federal Credit Union, Citizens Bank, Extended Travel, Eastern Wonders Inc and Univeristy At Albany. Xu holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business that has its headquarters in New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It oversees $1 trillion in total assets between its 2,864,234 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides financial advice to 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are held by high-net-worth investors who have more than $1 million in assets available to invest. The advisory firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice usually are based on which services are provided. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Yunqing Xu Work History
Yunqing has been registered as a financial advisor for 3 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Capcom Federal Credit Union
Citizens Bank
Extended Travel
Extended Travel
Eastern Wonders Inc
Univeristy At Albany
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Yunqing Xu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Temecula, CA
Houston, TX
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