Adam
Herman

Global Wealth Strategies And Associates, LLC

CRD#7156086
Investment Advisor
in Denver, CO

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About this Advisor

Adam Herman is a financial advisor operating out of Denver, Colorado with a total of 2 years of industry experience. Herman is an advisor for Global Wealth Strategies And Associates, LLC. Throughout their career, Herman has worked at Centro Media, Inc, Massmutual Life Insurance Company, Mml Investors Services, LLC, Goodway Group Holdings, Inc, Booyah Advertising and Global Wealth Strategies And Associates, LLC. Herman maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Colorado. Global Wealth Strategies And Associates, LLC is a registered investment business based in Denver, CO. It handles $208 million in assets between its 1,678 accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 1,678 client accounts, 17% are associated with high-net-worth individuals who have greater than $1 million in assets. The company offers a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees for financial management largely vary depending on which services the firm provides the client. Fee types billed by Global Wealth Strategies And Associates, LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3200 Cherry Creek South Drive Suite 280
Denver, CO 80209

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Global Wealth Strategies And Associates, LLC Brokerage Details

Total Assets Under Management

$207,926,584

CO Average: $2,349,664,866
Total Number of Employees

11

CO Average: 28
Total Number of Accounts

1,678

CO Average: 1,101
Average Account Size

$123,913

CO Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Adam Herman Work History

Adam has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Global Wealth Strategies And Associates, LLC

2019 - Present (5 years)

Massmutual Life Insurance Company

2019 - Present (5 years)

Mml Investors Services, LLC

2019 - Present (5 years)

Goodway Group Holdings, Inc

2013 - 2019 (6 years)

Centro Media, Inc

2012 - 2013 (1 year)

Booyah Advertising

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Herman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Global Wealth Strategies And Associates, LLC

Terri Hinrichs
Denver, CO
Eric Jacobs
Denver, CO
Christopher Clancy
Denver, CO
Adam Herman
Denver, CO
Rachel Schmelzer
Denver, CO
David Holland
Denver, CO
Bradley Scoular
Denver, CO
Adam Way
Denver, CO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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