Holly
Baroway

Stifel, Nicolaus & Company, Inc

CRD#4353450
Investment Advisor
in Denver, CO
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About this Advisor

Holly Baroway is a certified financial planner working out of Denver, Colorado, who has 17 years of financial industry experience. Baroway works at Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at A.G. Edwards & Sons, Wachovia Securities, LLC and Stifel Nicolaus & Co Inc. Baroway has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Colorado and Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in Denver, Colorado. The firm has offices in 362 locations and a total of 5,570 financial advisors. It handles $72 billion in assets under management between its 188,394 customer accounts, making it one of the largest firms in the nation by assets under management. The firm provides services to 852 charities and foundations. Of its 188,394 customer accounts, 24% belong to high-net-worth clients who have greater than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules are based on the financial services. Fee types billed by Stifel, Nicolaus & Company, Inc can be comprised of some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

201 Columbine Street Suite 250
Denver, CO 80206

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

CO Average: $11,469,110,461
Total Number of Employees

5,746

CO Average: 458
Total Number of Accounts

216,315

CO Average: 33,415
Average Account Size

$345,094

CO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Holly Baroway Work History

Holly has 17 years of experience.

2009 - Present (10 years)

Stifel Nicolaus & Co Inc

2008 - 2009 (1 year)

Wachovia Securities, LLC

2008 - 2009 (1 year)

Wachovia Securities, LLC

2001 - 2009 (8 years)

A.G. Edwards & Sons

Disclosures

Holly Baroway has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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