James
Goldstein
Axos Invest, Inc
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About this Advisor
James Goldstein is a financial advisor working out of Englewood, Colorado with a total of 1 year of industry experience. Goldstein works at Axos Invest, Inc. Over the course of their career, they have held roles at E*Trade Securities LLC, Axos Clearing LLC, Axos Invest, Inc, Axos Invest, LLC and Oppenheimerfunds Distributor, Inc. Goldstein has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Colorado. Axos Invest, Inc is an advisory business headquartered in Las Vegas, NV. The investment advisory business has a total of 11 employees. It administers $155 million in assets across its 22,991 client accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. The firm offers portfolio management for individuals and small businesses. Fees charged by financial advisors typically are based on the type of financial services provided. However, fees charged by Axos Invest, Inc likely include any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Axos Invest, Inc Brokerage Details
$154,517,399
11
22,991
$6,721
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
James Goldstein Work History
James has been registered as a financial advisor for 1 years.*
Axos Invest, LLC
Axos Invest, Inc
Axos Clearing LLC
E*Trade Securities LLC
E*Trade Securities LLC
Oppenheimerfunds Distributor, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Goldstein to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Axos Invest, Inc
Las Vegas, NV
Las Vegas, NV
Las Vegas, NV
Las Vegas, NV
Las Vegas, NV
Las Vegas, NV
San Diego, CA
Las Vegas, NV
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