Katie
Prosser
Apo Financial Services, LLC
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About this Advisor
Katie Prosser is a financial advisor based in Broomfield, Colorado who has 3 years of industry experience. Prosser currently works for Apo Financial Services, LLC. Their career trajectory has included roles at Horter Investment Management, LLC, Eric Scott Financial, Scott Insurance, Inc and Apo Financial Services, LLC. Prosser has a Series 65 license, designating them as an investment advisor representative, and is approved to serve investors in Utah. Apo Financial Services, LLC is a company that has its headquarters in Broomfield, CO. The firm has offices in six locations and a total of 11 financial advisors. It manages $132 million in assets among its 1,130 accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 1,130 client accounts, 15% belong to high-net-worth clients who have more than $1 million in investable assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. A financial advisor's fee schedules typically depend on the type of financial services provided. However, fees billed by Apo Financial Services, LLC most likely are comprised of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Apo Financial Services, LLC Brokerage Details
$132,436,623
11
1,130
$117,201
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
Katie Prosser Work History
Katie has been registered as a financial advisor for 3 years.*
Apo Financial Services, LLC
Eric Scott Financial
Scott Insurance, Inc
Horter Investment Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Katie Prosser to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Broomfield, CO
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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