Michael
Osterthun

Northern Trust Securities, Inc

CRD#6464889
Investment Advisor
in Broomfield, CO

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About this Advisor

Michael Osterthun is a financial advisor based in Broomfield, Colorado, working with Northern Trust Securities, Inc. Michael has previously held positions at Texas Republic Capital Corporation, Cetera Financial Group, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, Raymond James & Associates, Northern Trust Bank, and Northern Trust Securities, Inc. Michael has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Colorado. Currently, Michael is part of Northern Trust Securities, Inc, which operates out of Broomfield, Colorado. The firm has 20 offices and 75 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Northern Trust Securities, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

Broomfield, CO

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$1,026,259,255

CO Average: $6,674,516,078
Total Number of Employees

75

CO Average: 44
Total Number of Accounts

2,110

CO Average: 2,564
Average Account Size

$486,379

CO Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Michael Osterthun Work History

2022 - Present (2 years)

Northern Trust Bank

2022 - Present (2 years)

Northern Trust Securities, Inc

2020 - 2022 (2 years)

Raymond James & Associates

2018 - 2018 (< 1 year)

Raymond James Financial Services, Inc

2018 - 2019 (1 year)

Raymond James Financial Services, Inc

2018 - 2019 (1 year)

Raymond James Financial Services Advisors Inc

2015 - 2018 (3 years)

Cetera Financial Group

2013 - 2015 (2 years)

Texas Republic Capital Corporation

Disclosures

Please visit the SEC profile of Michael Osterthun to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northern Trust Securities, Inc

Kyle Walters
Tempe, AZ
Robert Fitzpatrick
Philadelphia, PA
Joseph Hume
Chicago, IL
Trisha Vergeire
Chicago, IL
Cesar Pena
Barrington, IL
David Pazdan
Tempe, AZ
Faizan Arby
Chicago, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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