Raleigh
Smith

Fidelity Personal And Workplace Advisors

CRD#6506659
Investment Advisor
in Englewood, CO

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About this Advisor

Raleigh Smith is a financial advisor working out of Englewood, Colorado with a total of 1 year of industry experience. Smith is an advisor for Fidelity Personal And Workplace Advisors. Over the course of their career, Smith has held roles at Full-Time Education, General Shale, Rc Special Events, Sport Authority, Balanced Financial, Global Spectrum - Budweiser Events Center, Transamerica Capital Inc, Transamerica Retirement Solutions, Transamerica Investors Securities Corporation, Pruco Securities LLC, The Prudential Insurance Company Of America and Fidelity Investments. Smith has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Colorado and Texas. Fidelity Personal And Workplace Advisors is a financial advisory business operating out of Boston, MA. The firm has offices in 3,093 locations and a total of 13,507 advisors. It has $653 billion in assets among its 1,712,247 customer accounts, making it one of the largest firms in the country by assets under management. The firm serves 11 charities and foundations. Of its 1,712,247 accounts, 31% belong to high-net-worth investors who have greater than $1 million in assets. Fidelity Personal And Workplace Advisors has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules largely vary depending on the financial services provided. Fees charged by Fidelity Personal And Workplace Advisors can consist of any blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

6501 S Fiddler'S Green Circle Ste 300 - 600
Englewood, CO 80111-4932

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$652,548,367,853

CO Average: $16,012,751,954
Total Number of Employees

13,507

CO Average: 118
Total Number of Accounts

1,712,247

CO Average: 4,567
Average Account Size

$381,106

CO Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Raleigh Smith Work History

Raleigh has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Fidelity Investments

2022 - 2022 (< 1 year)

Pruco Securities LLC

2022 - 2022 (< 1 year)

The Prudential Insurance Company Of America

2017 - 2021 (4 years)

Transamerica Retirement Solutions

2017 - 2021 (4 years)

Transamerica Investors Securities Corporation

2016 - 2017 (1 year)

Transamerica Capital Inc

2015 - 2016 (1 year)

Transamerica Capital Inc

2014 - 2014 (< 1 year)

Rc Special Events

2014 - 2015 (1 year)

Sport Authority

2014 - 2015 (1 year)

Balanced Financial

2014 - 2015 (1 year)

Global Spectrum - Budweiser Events Center

2013 - 2013 (< 1 year)

General Shale

2013 - 2014 (1 year)

Full-Time Education

2012 - 2013 (1 year)

Full-Time Education

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Raleigh Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

Laura Mccallum
Austin, TX
Larysa Smykovskaya
Palo Alto, CA
Steven Lopez
Rancho Cucamonga, CA
Robert Abbott
Westwood, MA
Jason Arcelay
Boston, MA
Elizabeth Muncie
Boston, MA
Michael Gefen
Fairfield, CT
Andrew Draluck
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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