Richard
Sale

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2113529
Investment Advisor
in Denver, CO

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About this Advisor

Richard Sale is a financial advisor based in Denver, Colorado with a total of 19 years of relevant experience. Sale is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent the entirety of their time as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Sale has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Colorado, Montana, Nebraska, Texas and Wyoming. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company operating out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It handles $1 trillion in assets under management across its 2,864,234 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% belong to high-net-worth investors who have more than $1 million in assets available to invest. The company offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees typically are based on the type of services provided. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

19 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

370 17Th St
Denver, CO 80202

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CO Average: $7,464,549,021
Total Number of Employees

36,687

CO Average: 88
Total Number of Accounts

2,864,234

CO Average: 3,892
Average Account Size

$381,844

CO Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Richard Sale Work History

Richard has been registered as a financial advisor for 19 years.*

1992 - Present (32 years)

Merrill Lynch, Pierce, Fenner & Smith, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Sale to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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