Steven
Harp

Mml Investors Services, LLC

CRD#5759957
Investment Advisor
in Denver, CO

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About this Advisor

Steven Harp is a certified financial planner and chartered financial consultant whose office is in Denver, Colorado. Currently a registered financial advisor with Mml Investors Services, LLC, they have accrued 10 years of practice in the financial advisory industry. Harp holds Series 63 and Series 66 licenses, which qualify the advisor as a securities broker. Harp can work with customers based out of Colorado. Harp has gained experience at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, Massmutual Life Insurance Company and Mml Investors Services LLC. Mml Investors Services, LLC is based out of Denver, Colorado, and has 1,335 additional locations in the country. In aggregate, Mml Investors Services, LLC oversees $40 billion in assets covering 206,878 accounts and retains more than 7,471 people. The firm's total assets under management places it among the largest financial advisory firms in the country. The firm manages 64,820 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the firm's 206,878 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Mml Investors Services, LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1345 S Broadway
Denver, CO 80210

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CO Average: $16,012,751,954
Total Number of Employees

7,471

CO Average: 118
Total Number of Accounts

206,878

CO Average: 4,567
Average Account Size

$191,239

CO Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Steven Harp Work History

Steven has 10 years of experience.

2015 - Present (7 years)

Massmutual Life Insurance Company

2015 - Present (7 years)

Mml Investors Services LLC

2014 - 2015 (1 year)

Northwestern Mutual Wealth Management Company

2012 - 2015 (3 years)

Northwestern Mutual Investment Services, LLC

2010 - 2015 (5 years)

Northwestern Mutual Life Insurance Company

2010 - 2015 (5 years)

Northwestern Mutual Investment Services LLC

Disclosures

Steven Harp has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Matthew Pawlowski
Charlotte, NC
Sang Gao
Phoenix, AZ
Taehoon Gang
Los Angeles, CA
Avinoam Efraim
Rochelle Park, NJ
Justin Previte
Boston, MA
Jonathan Markos
Las Vegas, NV
Matthew Merrick
Chesterfield, MO
April Romero
Virginia Beach, VA

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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