Steven
Higgins

Higgins & Schmidt Wealth Strategies LLC

CRD#4785771
Investment Advisor
in Denver, CO

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About this Advisor

Steven Higgins is a financial advisor working in Denver, Colorado who has 6 years of industry experience. Higgins is on the advisory team at Higgins & Schmidt Wealth Strategies LLC. Throughout their career, they have worked at Raymond James Financial Services, Real Estate, Raymond James Financial Services Advisors Inc, Higgins & Deyoung Wealth Strategies, Hd Wealth Strategiesllc(Dba:Higgins & Schmidt Wealth Strategies) and Lpl Financial, LLC. Higgins holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Colorado, New Hampshire and Texas. Higgins & Schmidt Wealth Strategies LLC is an advisory business that has its headquarters in Denver, CO. It has $145 million in assets across its 646 customer accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm advises two charitable organizations. Of its 646 accounts, 21% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Higgins & Schmidt Wealth Strategies LLC provides a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fee schedules are based on which services the firm provides the client. Fees charged by Higgins & Schmidt Wealth Strategies LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

1934 Market Street
Denver, CO 80202

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Higgins & Schmidt Wealth Strategies LLC Brokerage Details

Total Assets Under Management

$144,815,508

CO Average: $2,349,664,866
Total Number of Employees

5

CO Average: 28
Total Number of Accounts

646

CO Average: 1,101
Average Account Size

$224,173

CO Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Steven Higgins Work History

Steven has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Hd Wealth Strategiesllc(Dba:Higgins & Schmidt Wealth Strategies)

2017 - Present (7 years)

Lpl Financial, LLC

2010 - Present (14 years)

Higgins & Deyoung Wealth Strategies

2014 - 2017 (3 years)

Raymond James Financial Services Advisors Inc

2011 - 2016 (5 years)

Real Estate

2010 - 2017 (7 years)

Raymond James Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Higgins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Higgins & Schmidt Wealth Strategies LLC

Molly Cooper
Denver, CO
Steven Higgins
Denver, CO
Allison Schmidt
Denver, CO
Cassidy Steck
Denver, CO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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