Andrew
Brookman
Aegis Capital Corp
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About this Advisor
Andrew Brookman is a financial advisor based in Stamford, Connecticut, working with Aegis Capital Corp. Andrew has previously held positions at Oppenheimer & Co. Inc, Aegis Capital Corp, and Lpl Financial LLC. Andrew has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut and Texas. Currently, Andrew is part of Aegis Capital Corp, which operates out of Stamford, Connecticut. The firm has 20 offices and 257 employees. The firm manages assets totaling $1.3 billion and serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Aegis Capital Corp includes asset-based and hourly fees.
Certifications and Registrations
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Aegis Capital Corp Brokerage Details
$1,282,090,691
257
2,479
$517,181
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Andrew Brookman Work History
Aegis Capital Corp
Lpl Financial LLC
Oppenheimer & Co. Inc
Disclosures
Please visit the SEC profile of Andrew Brookman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aegis Capital Corp
New York, NY
Northbrook, IL
New York, NY
Hillsdale, NJ
Eugene, OR
Sarasota, FL
Stamford, CT
New York, NY
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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