Andrew
Brookman
Aegis Capital Corp
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About this Advisor
Andrew Brookman is a financial advisor working in Stamford, Connecticut with 1 year of relevant experience. Brookman is an advisor for Aegis Capital Corp. During their career, Brookman has held roles at Brill Securities Inc, Oppenheimer & Co. Inc, Aegis Capital Corp and Lpl Financial LLC. Brookman maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Connecticut and Texas. Aegis Capital Corp is an advisory company that has its headquarters in New York, NY. The firm has offices in 19 locations and a total of 297 advisors. It has $1 billion in assets under management among its 2,166 customer accounts, placing it among the larger financial advisory firms in the nation by assets under management. Of its 2,166 client accounts, 16% belong to high-net-worth individuals who have more than $1 million in assets. Aegis Capital Corp offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. A financial advisor's fee schedules largely vary depending on which service is provided. However, fees charged by Aegis Capital Corp most likely are comprised of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,033,140,094
297
2,166
$476,981
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Andrew Brookman Work History
Andrew has been registered as a financial advisor for 1 years.*
Aegis Capital Corp
Lpl Financial LLC
Oppenheimer & Co. Inc
Brill Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Andrew Brookman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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