David
Topkin
Stifel, Nicolaus & Company, Inc
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About this Advisor
David Topkin is a financial advisor operating out of Mystic, Connecticut with a total of 7 years of industry experience. Topkin works at Stifel, Nicolaus & Company, Inc. Over the course of their career, Topkin has held roles at Janney Montgomery Scott Inc and Stifel Nicolaus & Co Inc. Topkin holds a Series 63 license, designating them as a securities agent, and is registered to advise clients in Connecticut and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory company operating out of Saint Louis, MO. It has offices in 459 locations and a total of 6,729 employees. It manages $133 billion in assets across its 334,814 accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 1,312 charities and foundations. Of its 334,814 client accounts, 24% are held by high-net-worth individuals who have at least $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules depend on the type of services offered. However, fee types charged by Stifel, Nicolaus & Company, Inc can be comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Topkin Work History
David has been registered as a financial advisor for 7 years.*
Stifel Nicolaus & Co Inc
Janney Montgomery Scott Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Topkin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Santa Fe, NM
Southfield, MI
Athens, GA
Washington, DC
Montgomery, AL
Hackensack, NJ
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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